Annual report [Section 13 and 15(d), not S-K Item 405]

Schedule 12-14

Schedule 12-14

12 Months Ended

Dec. 31, 2024

Schedule 12-14

The table below represents the fair value of control and affiliate investments at December 31, 2023 and any amortization, purchases, sales, and realized and change in unrealized gain (loss) made to such investments, as well as the ending fair value as of December 31, 2024.

Portfolio Company/Type of Investment ⁽¹⁾	Principal Amount/Shares/ Ownership % at December 31, 2024			Amount of Interest and Dividends Credited in Income		Fair Value at December 31, 2023		Purchases ⁽²⁾		Sales			Transfers from Restructuring/ Transfers into Control Investments		Change in Unrealized Gains/(Losses)			Fair Value at December 31, 2024
Control Investments
Advantis Certified Staffing Solutions, Inc.
Second Lien Loan, 12.0% Cash, due 11/30/2021⁽³⁾	$	4,500,000		$	-	$	4,736,141	$	-	$	-			-	$	(899,594	)	$	3,836,547
Unsecured loan Consolidated BL Note 6.33% due 12/31/2027	$	1,381,586			87,694		-		-		-			-		-			-
Common Stock – Series A ⁽³⁾		225,000			-		-		-		-			-		-			-
Common Stock – Series B ⁽³⁾		9,500,000			-		-		-		-			-		-			-
Warrant for 250,000 Shares of Series A Common Stock, exercise price $0.01 per share, expires 1/1/2027⁽³⁾		1			-		-		-		-			-		-			-
Warrant for 700,000 Shares of Series A Common Stock, exercise price $0.01 per share, expires 1/1/2027⁽³⁾		1			-		-		-		-			-		-			-
Dominion Medical Management, Inc.
First Lien Loan, 12.0% Cash, 6% PIK, due 3/31/2020 ^{(2) (3)}	$	1,516,144			-		173,399		-		(5,742,667	)		-		5,569,268			-
Integrated Medical Partners, LLC
Preferred Membership – Class A units ⁽³⁾		800			-		-		-		-			-		-			-
Preferred Membership – Class B units ⁽³⁾		760			-		-		-		-			-		-			-
Common Units ⁽³⁾		14,082			-		-		-		-			-		-			-
PCC SBH Sub, Inc.
Common Stock ⁽³⁾		100			-		1,543,841		-		-			-		(164,822	)		1,379,019
First lien Revolving Loan 10%, due 5/8/2026 ⁽⁴⁾		80,000					-		80,000							-			80,000
Rockfish Seafood Grill, Inc.
First Lien Loan, 8% Cash, 6.0% PIK, due 3/31/2018 ^{(2) (3)}	$	6,352,944			-		9,877,041		-		-			-		(2,357,078	)		7,519,963
Revolving Loan, 8% PIK, due 12/31/2027	$	2,251,000			183,081		2,251,000		-		-			-		-			2,251,000
Rockfish Holdings, LLC
Warrant for Membership Interest, exercise price $0.001 per 1% membership interest, expires 7/28/2028 ⁽³⁾		10.0	%		-		-		-		-			-		-			-
Membership Interest – Class A ⁽³⁾		99.997	%		-		-		-		-			-		-			-
Total Control Investments				$	270,775	$	18,581,422	$	80,000	$	(5,742,667	)	$	-	$	2,147,774		$	15,066,529

⁽¹⁾

Represents an illiquid investment.

⁽²⁾

Includes PIK interest.

⁽³⁾

Non-income producing security.

⁽⁴⁾

Represents an investment valued using significant unobservable inputs.

Schedule 12-14

The table below represents the fair value of control and affiliate investments at December 31, 2022 and any amortization, purchases, sales, and realized and change in unrealized gain (loss) made to such investments, as well as the ending fair value as of December 31, 2023.

Portfolio Company/Type of Investment ⁽¹⁾	Principal Amount/Shares/ Ownership % at December 31, 2023			Amount of Interest and Dividends Credited in Income		Fair Value at December 31, 2022		Purchases ⁽²⁾		Sales		Transfers from Restructuring/ Transfers into Control Investments		Change in Unrealized Gains/(Losses)			Fair Value at December 31, 2023
Control Investments
Advantis Certified Staffing Solutions, Inc.
Second Lien Loan, 12.0% Cash, due 11/30/2021⁽³⁾	$	4,500,000		$	-	$	3,656,647	$	-	$	-		-	$	1,079,494		$	4,736,141
Unsecured loan Consolidated BL Note 6.33% due 12/31/2024	$	1,381,586			87,454		-		-		-		-		-			-
Common Stock – Series A ⁽³⁾		225,000			-		-		-		-		-		-			-
Common Stock – Series B ⁽³⁾		9,500,000			-		-		-		-		-		-			-
Warrant for 250,000 Shares of Series A Common Stock, exercise price $0.01 per share, expires 1/1/2027⁽³⁾		1			-		-		-		-		-		-			-
Warrant for 700,000 Shares of Series A Common Stock, exercise price $0.01 per share, expires 1/1/2027⁽³⁾		1			-		-		-		-		-		-			-
Dominion Medical Management, Inc.
First Lien Loan, 12.0% Cash, 6% PIK, due 3/31/2020 ^{(2) (3)}	$	1,516,144			-		184,999		-		-		-		(11,600	)		173,399
Integrated Medical Partners, LLC
Preferred Membership – Class A units ⁽³⁾		800			-		-		-		-		-		-			-
Preferred Membership – Class B units ⁽³⁾		760			-		-		-		-		-		-			-
Common Units ⁽³⁾		14,082			-		-		-		-		-		-			-
PCC SBH Sub, Inc.
Common Stock ⁽³⁾		100			-		1,698,329		-		-		-		(154,488	)		1,543,841
Rockfish Seafood Grill, Inc.
First Lien Loan, 8% Cash, 6.0% PIK, due 3/31/2018	$	6,352,944			780,841		10,708,968		-		-		-		(831,927	)		9,877,041
Revolving Loan, 8% PIK, due 12/31/2024	$	2,251,000			182,581		2,251,000		-		-		-		-			2,251,000
Rockfish Holdings, LLC
Warrant for Membership Interest, exercise price $0.001 per 1% membership interest, expires 7/28/2028 ⁽³⁾		10.0	%		-		-		-		-		-		-			-
Membership Interest – Class A ⁽³⁾		99.997	%		-		-		-		-		-		-			-
Total Control Investments				$	1,050,876	$	18,499,943	$	-	$	-	$	-	$	81,479		$	18,581,422

⁽¹⁾

Represents an illiquid investment.

⁽²⁾

Includes PIK interest.

⁽³⁾

Non-income producing security.